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1. Handbook of rules and guidance

   About us How we regulate Published: 21/04/2016 Last modified: 24/08/2021
   All regulated firms must comply with our rules as set out in the FCA Handbook.

2. Handbook of rules and guidance

   About us How we regulate Published: 21/04/2016 Last modified: 20/07/2022
   All regulated firms must comply with the rules set out in the FCA Handbook.

3. Automated advice: existing rules and guidance

   Firms Published: 27/03/2022 Last modified: 10/02/2023
   Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.

4. PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance

   Policy statements Published: 28/06/2018 Last modified: 20/03/2019
   This Policy Statement outlines the new rules and guidance on our first package of remedies from the Retirement Outcomes Review (ROR) following our Consultation Paper CP18/17 (summary).

5. Consumer Duty

   Focus areas Last modified: 16/05/2024
   Our Consumer Duty sets higher and clearer standards of consumer protection across financial services and requires firms to put their customers’ needs first

6. PS17/3: Payment protection insurance complaints: feedback on CP16/20 and final rules and guidance

   Policy and guidance Policy statements Published: 02/03/2017 Last modified: 03/05/2024
   The FCA's Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints.

7. Insurance: business practice, suitability and eligibility

   Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
   The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.

8. PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance

   Policy statements Published: 30/07/2019 Last modified: 12/01/2023
   PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance

9. Investment Firms Prudential Regime (IFPR)

   Firms Focus areas Published: 28/06/2021 Last modified: 10/04/2024
   The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.

10. CP15/6: Consumer credit - proposed changes to our rules and guidance

    Consultation papers Published: 24/02/2015 Last modified: 30/08/2015
    This paper outlines our proposed policy changes to our consumer credit regime.