Search results

Showing 1 to 12 of 17 search results for FCA fines and bans former RBS trader.

1. Forms

   List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

2. Fines

   Table of fines with links to further information.

3. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

4. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

5. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

6. 2018 fines

   News stories Published: 08/01/2018 Last modified: 15/01/2019
   This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

7. FCA fines and bans former RBS trader, Neil Danziger

   Press Releases Published: 08/01/2018 Last modified: 08/01/2018
   The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

8. FCA bans former RBS LIBOR submitter, Paul White

   Press Releases Published: 12/04/2016 Last modified: 12/04/2016
   FCA bans former RBS LIBOR submitter, Paul White. Press Releases First published:. ... FCA bans former RBS LIBOR submitter, Paul White.

9. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

   Press Releases Published: 05/03/2018 Last modified: 05/03/2018
   The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.

10. Benchmark enforcement

    Markets Published: 22/04/2016 Last modified: 14/12/2022
    We have taken action where we have seen evidence of attempted benchmark manipulation. Learn more about the results of these actions.

11. FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud

    Press Releases Published: 30/07/2015 Last modified: 30/07/2015
    FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. Press Releases First published:. ... FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud.

12. The Financial Conduct Authority bans former Deutsche Bank trader, Christian Bittar

    Press Releases Published: 14/09/2018 Last modified: 14/09/2018
    The Financial Conduct Authority (FCA) has banned Christian Bittar from performing any function in relation to any regulated financial activity.