This page contains information about fines published during the calendar year ending 2021. The total amount of fines so far is £91,097,200.
|Firm or individual fined||Date||Amount||Reasoning|
|Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited||08/07/2021||£90,688,400||This Final Notice refers to breaches of PRIN 3 and PRIN 7 related to communications with customers in the general insurance and protection sector. We imposed a fine.|
|Crosfill and Archer Claims Limited||28/06/2021||£110,000||This Final Notice refers to breaches of breach of the Conduct of Authorised Persons Rules 2014 (“CAPR”) related to unfair treatment of customers in the claims management sector. We imposed a fine.|
|Sapien Capital Limited||06/05/2021||£178,000||This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a Fine.|
|Simon John Varley||15/04/2021||£68,300||This Final Notice refers to Section 63A FSMA and breaches relating to APER 1 and FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a fine and a prohibition.|
|Adrian Horn||04/03/2021||£52,500||The Final Notice refers to breaches of MAR and FIT relating to Market Abuse in the Trading Firm sector. We imposed a Fine and Prohibition.|