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  1. Deutsche Capital Management Ltd (clone of EEA authorised firm)

    Warnings Published: 12/10/2018 Last modified: 12/10/2018
    Deutsche Capital Management Ltd (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers.
  2. Capital Assets UK (Asset Management) (clone of FCA authorised firm)

    Warnings Published: 12/10/2018 Last modified: 12/10/2018
    Capital Assets UK (Asset Management) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers.
  3. Gerber and Partners

    Warnings Published: 11/10/2018 Last modified: 11/10/2018
    Gerber and Partners is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  4. Registering as a credit rating agency

    Statements Published: 10/10/2018 Last modified: 15/11/2018
    When the UK leaves the EU, the FCA will become the UK regulator of credit rating agencies.
  5. Registering as a trade repository

    Statements Published: 10/10/2018 Last modified: 15/11/2018
    When the UK leaves the EU, the FCA will become the UK regulator of trade repositories.
  6. DTX Markets

    Warnings Published: 10/10/2018 Last modified: 10/10/2018
    DTX Markets is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  7. The FCA consults on its approach ahead of the UK’s exit from the EU

    Press Releases Published: 10/10/2018 Last modified: 10/10/2018
    The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the regulation of Credit Rating Agencies, Trade Repositories and Data Reporting Services Providers.
  8. Temporary authorisation regime for data reporting services providers (DRSPs)

    Statements Published: 10/10/2018 Last modified: 10/10/2018
    On 5 October 2018 the Treasury published a draft of the Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018. This SI makes provision for temporary authorisations  for MIFID authorised EEA DRSPs to provide a data reporting service in the UK for a limited period after exit day, in the event there is no implementation period from...
  9. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.
  10. Temporary prohibition in short selling: Banca IFIS and Biesse

    News stories Published: 09/10/2018 Last modified: 09/10/2018
    TEMPORARY PROHIBITION OF SHORT SELLING. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European