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  1. Ellis Finance

    Warnings Published: 11/10/2019 Last modified: 11/10/2019
    Ellis Finance is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  2. Bancorp Finance

    Warnings Published: 11/10/2019 Last modified: 25/10/2019
    Bancorp Finance is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  3. The FCA fines Tullett Prebon £15.4 million

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative with the FCA.
  4. FCA sets out latest expectations for firms on Brexit

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The FCA and regulated firms have been taking steps to prepare in the event the UK leaves the EU on 31 October 2019 without a deal.
  5. Building better bridges: a world-leading investment industry around outcomes customers need

    Speeches Published: 11/10/2019 Last modified: 11/10/2019
    Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes
  6. Broker Insurance Services Limited (clone of authorised firms)

    Warnings Published: 10/10/2019 Last modified: 16/10/2019
    Broker Insurance Services Limited (clone of authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers.
  7. Class, cliques and social codes: doing more on diversity

    Speeches Published: 10/10/2019 Last modified: 10/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.
  8. Bristol-Mayers Securities LLC

    Warnings Published: 09/10/2019 Last modified: 09/10/2019
    Bristol-Mayers Securities LLC is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  9. Customer Claims Assist (Scam)

    Warnings Published: 09/10/2019 Last modified: 09/10/2019
    Customer Claims Assist (Scam) is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  10. Reyker Securities PLC enters special administration

    Statements Published: 09/10/2019 Last modified: 09/10/2019
    On Tuesday 8 October 2019, the Court appointed Mark Ford, Adam Stephens and Henry Shinners, all of Smith & Williamson LLP, as Joint Special Administrators of Reyker Securities Plc, following an application by the Directors.