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  1. Investment managers still failing to ensure effective oversight of best execution

    News stories Published: 03/03/2017 Last modified: 03/03/2017
    We outline findings from supervisory work looking at how investment managers deliver best execution for their clients.
  2. Firms continue to fail to meet our expectations on their use of dealing commission

    News stories Published: 03/03/2017 Last modified: 03/03/2017
    We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015.
  3. Tide U Over (clone of an authorised firm)

    Warnings Published: 02/03/2017 Last modified: 02/03/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  4. Mr Instant Cash (clone of an authorised firm)

    Warnings Published: 02/03/2017 Last modified: 02/03/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  5. Gem Loans / Jem Loans (clone of an authorised firm)

    Warnings Published: 02/03/2017 Last modified: 02/03/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  6. FCA finalise plans to place a deadline on PPI complaints

    Press Releases Published: 02/03/2017 Last modified: 02/03/2017
    The Financial Conduct Authority has today confirmed that it will introduce a deadline for making new payment protection insurance (PPI) complaints.
  7. FCA proposes reforms to the availability of information in the UK equity IPO process

    Press Releases Published: 01/03/2017 Last modified: 01/03/2017
    The Financial Conduct Authority (FCA) has today launched a Consultation Paper (CP) proposing a package of measures to reform the availability of information during the UK equity initial public offering (IPO) process. 
  8. Efficiency and effectiveness: our approach to primary markets

    Speeches Published: 01/03/2017 Last modified: 01/03/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.
  9. Inside the mind of a scammer: FCA reveals the tactics investment fraudsters use to deceive over 55s

    Press Releases Published: 01/03/2017 Last modified: 01/03/2017
    Only two in five think they know how to spot an investment scam Half of over 55s surveyed agree you need to act quickly to get a good deal, an attitude exploited by fraudsters who offer time-limited deals A third of over 55s surveyed are reluctant to discuss their investment decisions with others, something that is seized on by fraudsters who...
  10. Loan2Pocket: clone firm

    Warnings Published: 28/02/2017 Last modified: 28/02/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.