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  1. Keystone Management Ltd / Keystone Capital

    Warnings Published: 06/02/2017 Last modified: 06/02/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.
  2. The Finance Solutions

    Warnings Published: 02/02/2017 Last modified: 02/02/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.
  3. Hansford / Hanford and Associates

    Warnings Published: 01/02/2017 Last modified: 01/02/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.
  4. Ambrosia Capital (clone of FCA authorised firm)

    Warnings Published: 01/02/2017 Last modified: 02/02/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  5. FCA and PRA publish final changes to enhance enforcement decision-making processes

    Press Releases Published: 01/02/2017 Last modified: 01/02/2017
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.
  6. 2017 fines

    News stories Published: 31/01/2017 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines so far is £163,076,224.
  7. Temporary prohibition of short selling: CTT - Correios de Portugal, S.A.

    News stories Published: 31/01/2017 Last modified: 31/01/2017
    The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.  This follows a decision made by another EU Competent Authority. Details of the Financial...
  8. FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings

    Press Releases Published: 31/01/2017 Last modified: 31/01/2017
    The Financial Conduct Authority (FCA) has today fined Deutsche Bank AG (Deutsche Bank) £163,076,224 for failing to maintain an adequate anti-money laundering (AML) control framework during the period between 1 January 2012 and 31 December 2015. This is the largest financial penalty for AML controls failings ever imposed by the FCA, or its...
  9. JJ Matthias Asset Management (clone)

    Warnings Published: 27/01/2017 Last modified: 27/01/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  10. Broadwood Finance

    Warnings Published: 26/01/2017 Last modified: 30/01/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.