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  1. GSI Markets

    Warnings Published: 17/07/2017 Last modified: 17/07/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.
  2. Donalds and Brinkley

    Warnings Published: 17/07/2017 Last modified: 17/07/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.
  3. Stenham Investment Funds plc (clone)

    Warnings Published: 17/07/2017 Last modified: 17/07/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  4. FCA sets out scope of Investment Platforms Market Study

    Press Releases Published: 17/07/2017 Last modified: 17/07/2017
    The Financial Conduct Authority (FCA) has today published the Terms of Reference for the Investment Platforms Market Study, which sets out the scope and topics that will be covered.
  5. Low Rate Loans (clone of FCA authorised firm)

    Warnings Published: 14/07/2017 Last modified: 24/07/2017
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  6. Multi Strategy Investments Limited trading as London Investments

    Warnings Published: 14/07/2017 Last modified: 14/07/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.
  7. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB).
  8. AXA IM Asia (clone of FCA authorised firm)

    Warnings Published: 13/07/2017 Last modified: 25/07/2017
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  9. Extension of temporary restriction in short selling: Liberbank, S.A

    News stories Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the announcement by the Spanish Comisión Nacional del Mercado de Valores (CNMV) which extends the restriction of transactions under Article 20 (2) (a) and (b) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.
  10. FCA proposes new premium listing category for sovereign-controlled companies

    Press Releases Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.