Showing 101 to 110 of 409 search results for financial crime.

101. The importance of purposeful anti-money laundering controls

     Speeches Published: 01/04/2021 Last modified: 01/04/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021.

102. Restrictions placed on Dolfin Financial (UK) Ltd

     News stories Published: 12/03/2021 Last modified: 27/08/2021
     The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business.

103. Locking down market abuse

     Speeches Published: 08/03/2021 Last modified: 08/03/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

104. 2021 fines

     News stories Published: 04/03/2021 Last modified: 17/12/2021
     This page contains information about enforcement fines published during the calendar year ending 2021.

105. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

     Press Releases Published: 25/02/2021 Last modified: 26/02/2021
     Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

106. FCA issues warning over ‘clone firm’ investment scams

     Press Releases Published: 27/01/2021 Last modified: 27/01/2021
     With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public

107. Insider dealer Walid Choucair ordered to pay £3.9 million in confiscation

     Press Releases Published: 22/01/2021 Last modified: 22/01/2021
     Walid Choucair ordered to pay £4m in confiscation costs in respect of being convicted of five offences of insider dealing.

108. Insider dealing convictions upheld by the Court of Appeal

     Press Releases Published: 16/12/2020 Last modified: 16/12/2020
     The Court of Appeal (Criminal Division) upheld the convictions of Fabiana Abdel-Malek and Walid Choucair for insider dealing. 

109. FCA charges Richard Jonathan Faithfull with one offence of money laundering

     Press Releases Published: 25/11/2020 Last modified: 11/02/2021
     Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Richard Jonathan Faithfull with one offence of money laundering, contrary to Section 327 of the Proceeds of Crime Act

110. FCA and PRA fine Goldman Sachs International £96.6m for risk management failures in connection with 1MDB

     Press Releases Published: 22/10/2020 Last modified: 23/10/2020
     FCA and PRA fine Goldman Sachs International £96.6m for risk management failures connected to 1Malaysia Development Berhad (1MDB)