Showing 1 to 10 of 408 search results for financial crime.

1. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

   Speeches Published: 14/03/2024 Last modified: 14/03/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

2. FCA updates position on cryptoasset Exchange Traded Notes for professional investors

   Statements Published: 11/03/2024 Last modified: 20/03/2024
   The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as

3. FCA warns firms over anti-money laundering failings

   News stories Published: 05/03/2024 Last modified: 05/03/2024
   We have warned firms about common failings we have found in financial crime controls.

4. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

5. Guy Flintham pleads guilty to fraud

   Press Releases Published: 19/02/2024 Last modified: 03/05/2024
   Guy Flintham has pleaded guilty to fraud, following a prosecution brought by the FCA.

6. Mohammed Zina found guilty of insider dealing and fraud

   Press Releases Published: 15/02/2024 Last modified: 15/02/2024
   Mohammed Zina was found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the FCA.

7. Four men under investigation on suspicion of multiple offences

   Press Releases Published: 14/02/2024 Last modified: 14/02/2024
   The FCA and National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals.

8. Shifting the dial on financial crime requires a collective push

   Blogs Published: 09/02/2024 Last modified: 09/02/2024
   Collaborative action across four areas of focus can help shift the dial in our efforts to fight financial crime.

9. FCA statement on Nvayo Limited

   Statements Published: 08/02/2024 Last modified: 08/02/2024
   The Upper Tribunal has agreed not to suspend restrictions we placed on e-money firm Nvayo Limited.

10. Leaning in on making consumer tech a force for good

    Speeches Published: 23/01/2024 Last modified: 26/01/2024
    Speech by Nikhil Rathi delivered at the Imperial College London Business School.