Policy development update

The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive. We usually update this page on the first Friday of each month – this version is current as of 1 June 2018.

Publications issued

The following publications were issued recently:

Upcoming publications

The list below is arranged under the blocks of our Handbook where the policy is likely to be given effect. For an explanation of the blocks see our Handbook Reader's Guide and for an overview of the Handbook see the structure diagram. While we aim to ensure it is accurate, the entries are not comprehensive and dates do not represent firm commitments by us. 

Some items in quarterly consultation papers may have a shorter or longer consultation period than the consultation period stated in this update.

High level standards

Future publications

Intended audience

Module

Expected date

Consultation period

Expected feedback date

FCA regulated fees and levies: rates proposals 2018/19: PS to CP18/10
  • fee-payers paying FCA fees, Financial Ombudsman Service, Money Advice Service, Pensions Guidance, Single Financial Guidance Body and Illegal Money Lending levies
  • Professional body supervisors listed or who are considering applying to be listed under Schedule 1 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
FEES July 2018 N/A N/A
EU Money Market Funds (MMF) Regulation CP – PS to CP18/4
  • EEA and UK fund managers which manage, or intend to manage, MMFs. Also those advising on, distributing or investing in MMFs.
FEES, COLL N/A 24 January 2018 to 23 March 2018 Q2 2018

Quarterly Consultation Papers

Publication

Chapter

Modules

Expected date of feedback*

CP18/6 Quarterly Consultation No. 20 (March 2018)

2: CRD IV: Changes to the Prudential

sourcebook for Investment Firms (IFPRU)

IFPRU

TBC

CP18/6 Quarterly Consultation No. 20 (March 2018)

5: Payment Services and Electronic Money: changes to our rules and guidance under

the Payment Services Regulations 2017

SUP

TBC

CP17/39 Quarterly Consultation No.19 (December 2017)

3: Minor changes to the Listing Rules and the Disclosure Guidance and Transparency Rules sourcebooks

LR, DTR

TBC

CP17/39 Quarterly Consultation No.19 (December 2017)

8: Changes to reporting requirements in the Supervision manual and ICOBS

ICOBS, SUP

TBC

CP16/21 Quarterly Consultation No. 14 (September 2016)

6: Mutuals' deferred shares

GLOSS, COBS

TBC

CP16/17 Quarterly Consultation No. 13 (July 2016)

8: A new 'pooled investment vehicle' definition for the marketing restriction rules on NMPIs

GLOSS

TBC

CP16/8 Quarterly Consultation No. 12 (March 2016)

3: Changes to requirements in the Listing Rules, Disclosure Rules and Transparency Rules, and Prospectus Rules, and Glossary

GLOSS, LR, PR, DTR

TBC

* Feedback to QCP consultations will publish in the Handbook Notice.

Other publications

Major policy initiatives may have their own dedicated sections on our website and their progress will not be recorded here. Check under the firms and markets sections of this site.

Consumer publications

View or order free printed guides from the Money Advice Service.

Contacts

Send comments or questions about this update and forthcoming publications to:

Email: [email protected]