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Showing 72 to 81 of 523 search results for subject-matter of a warning notice.

  1. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

  2. Pensions Club [pdf]

    Warning notices Published: 15/04/2013 Last modified: 06/09/2014

  3. Immigration Act 2014

    Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
    The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.

  4. Charles Schwab [pdf]

    Warning notices Published: 15/04/2013 Last modified: 05/09/2014

  5. Credit broking firms: key rules

    Tasks for regulated firms Published: 23/11/2015 Last modified: 16/02/2023
    Read about the key rules for credit broking firms.

  6. Accessibility

    Last modified: 18/01/2024
    Find out about the individual cookies we use on the Panels' website, and why we use them.

  7. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

  8. Sign up for Consumer Duty email updates

    Last modified: 07/09/2022
    Warning message. ... Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.See our privacy notice for further information about the way we use the personal data collected in this form.

  9. Validation Orders

    Firms Consumer credit firms Published: 09/10/2019 Last modified: 13/02/2023
    The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one.

  10. Subscribe to updates on our campaign to prevent investment harm

    Last modified: 06/02/2024
    Warning message. ... See our privacy notice for further information about the way we use the personal data collected in this form.

  11. Sign up for car finance complaints updates

    Last modified: 02/02/2024
    If you'd like to stay up to date on our activity involving car finance complaints, sign up to receive email updates.