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Showing 151 to 160 of 818 search results for senior managers regime.

151. Service standards 2019/20

     Data Published: 24/06/2020 Last modified: 24/06/2020
     The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.

152. Consumer Duty – information for firms

     Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
     To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

153. Repeal and replacement of assimilated law

     Firms Published: 13/07/2023 Last modified: 22/03/2024
     Documents on the repeal and replacement of provisions in the retained EU law.

154. 2014 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

155. Shaping the future in asset management

     Speeches Published: 30/10/2013 Last modified: 30/10/2013
     Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

156. FCA statement on proposals to introduce a public register

     Statements Published: 26/02/2018 Last modified: 26/02/2018
     Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.

157. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

     Correspondence Published: 31/01/2018
     We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK Finance, asking firms to consider how they are tackling APP fraud within the context of the Senior Managers &

158. FCA proposes new Directory of financial services workers

     Press Releases Published: 04/07/2018 Last modified: 04/07/2018
     The Financial Conduct Authority (FCA) has today proposed a new Directory to help consumers and firms check the status and history of individuals working in financial services.

159. The future of LIBOR

     Speeches Published: 27/07/2017 Last modified: 27/07/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London.

160. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     the Senior Managers and Certified Persons Regimes. ... The new regime will increase accountability of individuals in positions of responsibility and raise standards of governance.