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Showing 1 to 10 of 86 search results for Senior Managers Regime to benchmark administrators.

1. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules

   Policy statements Published: 02/06/2020 Last modified: 02/06/2020
   The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities

2. FCA consults on how to extend the Senior Managers Regime to benchmark administrators

   Press Releases Published: 29/11/2019 Last modified: 11/04/2024
   FCA consults on how to extend the Senior Managers Regime (SMR) to benchmark administrators

3. Benchmarks supervision

   Markets Published: 22/04/2016 Last modified: 14/12/2022
   Benchmark administrators and supervised contributors are overseen by the Benchmarks Supervision team. Learn more about notifications and providing information.

4. Senior Managers and Certification Regime: Finalising FCA rules

   Statements Published: 10/07/2019 Last modified: 10/07/2019
   We have been working closely with HM Treasury on preparation of the Commencement Order needed to enable the FCA to publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR).

5. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules [pdf]

   Policy statements Published: 02/06/2020
   In CP19/31, we set out proposals for extending the Senior Managers Regime (SMR) to benchmark administrators. This Policy Statement summarises feedback received and our response

6. CP 19/31: Extending the Senior Managers Regime to Benchmark Administrators [pdf]

   Consultation papers Published: 29/11/2019
   This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities.

7. Senior Managers and Certification Regime

   Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
   The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

8. Approved Persons Regime (APR) and coronavirus: our expectations

   Statements Published: 30/06/2020 Last modified: 30/06/2020
   We set out our expectations to help benchmark administrators and firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19).

9. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

   News stories Published: 30/06/2020 Last modified: 02/09/2020
   The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

10. FCA seeks views on extending the implementation deadlines for the Certification Regime and Conduct Rules

    Press Releases Published: 17/07/2020 Last modified: 11/04/2024
    The FCA has published a consultation paper on making changes to its rules following the extension to the deadline by which FCA solo-regulated firms need to have implemented the Certification Regime.