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Our Mission
Our Mission publication is available via the National Archives - it has been superseded by our 3-year Strategy. -
Brexit countdown for UK financial services sector
With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready -
FCA announces extension to its use of the temporary transitional power
The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the -
FCA launches further consultations ahead of the UK’s exit from the EU
The Financial Conduct Authority (FCA) today published a further consultation on its approach to the UK’s exit from the EU. Today’s paper sets out additional proposals to prepare for the possibility the UK leaves the European Union on 29 March -
Complaints about CMCs
The Financial Ombudsman Service is responsible for resolving disputes about claims management companies (CMCs). -
Adding a new sub-fund to an umbrella scheme in the TMPR
Find out about our proposed process for adding a new sub-fund to an umbrella scheme that will be in the temporary marketing permissions regime (TMPR). -
Authorised and recognised funds
Investment funds that are structured as collective investment schemes (CIS) must be authorised or recognised by us to be promoted to retail investors in the UK. -
National private placement regime (NPPR)
Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations. -
Coronavirus (Covid-19) Financial Resilience Survey
We are asking around 13,000 firms to complete a short survey to help us obtain a more accurate view of firms’ financial resilience as a result of coronavirus (Covid-19). -
Leaving SRO or CRO
Find out how to cancel a temporary permission if your firm is in the TPR or SRO. -
Regulatory change for firms as Brexit transition period ends
As of 11pm on 31 December 2020, the transition period ended and EU laws no longer apply in the UK. For many financial services businesses, this means changes to existing systems and services.