Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 92 to 101 of 12071 search results for register with us for temporary permission.

  1. Brexit countdown for UK financial services sector

    Press Releases Published: 24/12/2020 Last modified: 24/12/2020
    With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready
  2. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the
  3. FCA launches further consultations ahead of the UK’s exit from the EU

    Press Releases Published: 23/11/2018 Last modified: 23/11/2018
    The Financial Conduct Authority (FCA) today published a further consultation on its approach to the UK’s exit from the EU. Today’s paper sets out additional proposals to prepare for the possibility the UK leaves the European Union on 29 March
  4. Complaints about CMCs

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The Financial Ombudsman Service is responsible for resolving disputes about claims management companies (CMCs).
  5. Adding a new sub-fund to an umbrella scheme in the TMPR

    Published: 03/12/2020 Last modified: 17/01/2024
    Find out about our proposed process for adding a new sub-fund to an umbrella scheme that will be in the temporary marketing permissions regime (TMPR).
  6. Authorised and recognised funds

    Tasks for firms Published: 10/05/2015 Last modified: 15/03/2024
    Investment funds that are structured as collective investment schemes (CIS) must be authorised or recognised by us to be promoted to retail investors in the UK.
  7. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.
  8. Coronavirus (Covid-19) Financial Resilience Survey

    Statements Published: 01/06/2020 Last modified: 26/05/2022
    We are asking around 13,000 firms to complete a short survey to help us obtain a more accurate view of firms’ financial resilience as a result of coronavirus (Covid-19).
  9. Leaving SRO or CRO

    Published: 03/03/2021 Last modified: 02/01/2024
    Find out how to cancel a temporary permission if your firm is in the TPR or SRO.
  10. Regulatory change for firms as Brexit transition period ends

    News stories Published: 31/12/2020 Last modified: 31/12/2020
    As of 11pm on 31 December 2020, the transition period ended and EU laws no longer apply in the UK. For many financial services businesses, this means changes to existing systems and services.