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Showing 71 to 80 of 2105 search results for plus 500.

  1. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  2. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.
  3. One Plus Finance (clone of FCA authorised firm)

    Warnings Published: 12/11/2019 Last modified: 21/11/2020
    One Plus Finance (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  4. Temporary permissions regime

    Firms Focus areas Published: 23/07/2018 Last modified: 29/01/2024
    The TPR were designed to allow relevant EEA firms and funds who were previously using the passporting regime to transition to the UK full regulatory regime.
  5. 2013 fines

    News stories Published: 02/01/2013 Last modified: 26/03/2024
    Fines published during the calendar year ending December 2013.
  6. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.
  7. About our complaints data

    Data Published: 06/05/2016 Last modified: 19/10/2023
    This page provides more information about how the FCA collects and reports complaints data.
  8. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out how your firm can register on FCA Connect.
  9. 2021 fines

    News stories Published: 04/03/2021 Last modified: 17/12/2021
    This page contains information about enforcement fines published during the calendar year ending 2021.
  10. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.