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Showing 71 to 80 of 2105 search results for plus 500.
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Approved Persons Regime
Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test. -
2022 fines
Enforcement fines published in 2022. -
One Plus Finance (clone of FCA authorised firm)
One Plus Finance (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Temporary permissions regime
The TPR were designed to allow relevant EEA firms and funds who were previously using the passporting regime to transition to the UK full regulatory regime. -
2013 fines
Fines published during the calendar year ending December 2013. -
Directory of certified and assessed persons
Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details. -
About our complaints data
This page provides more information about how the FCA collects and reports complaints data. -
Registration: Connect
Find out how your firm can register on FCA Connect. -
2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
About the FCA
The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.