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Showing 62 to 71 of 365 search results for our Handbook after Brexit.

  1. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.
  2. Small payment institution (small PI)

    Last modified: 14/09/2018
    After this date, small PI provider of AIS or PIS must be fully authorised as authorised payment institution (authorised PI). ... PERG 3 and PERG 15 are amended by the Payment Services Instrument 2017 and you can see the revised PERG on our Handbook
  3. Apply for a waiver or modification

    Tasks for firms Published: 06/05/2015 Last modified: 17/08/2023
    Find out how to apply to us for a waiver or modification of Handbook rules.
  4. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 21/02/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.
  5. The post-Brexit Handbook: a collective opportunity

    Blogs Published: 13/09/2023 Last modified: 13/09/2023
    The FCA is working on what a UK financial services rulebook outside of the EU will look like – and we want you to get involved.
  6. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use
  7. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.
  8. Authorised payment institution (authorised PI)

    Last modified: 22/09/2017
    The Handbook is amended by the Payment Services Instrument 2017 and you can see the revised Handbook on our Handbook website by setting the date to 13 January 2018. ... PERG 3 and PERG 15 are amended by the Payment Services Instrument 2017 and you can
  9. Cutover plan for firms migrating to FCA FIRDS and FITRS after the Brexit transition period

    News stories Published: 04/12/2020 Last modified: 04/12/2020
    Details on how we’re moving MiFID reference data and transparency systems away from ESMA as part of the MiFID onshoring process.
  10. Small electronic money institution (small EMI)

    Last modified: 23/08/2019
    The Handbook is amended by the Payment Services Instrument 2017 and you can see the revised Handbook on our Handbook website by setting the date to 13 January 2018. ... PERG 3 and PERG 15 are amended by the Payment Services Instrument 2017 and you can