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Showing 91 to 100 of 504 search results for mifid%20ii.

  1. MiFID IT Self Assessment Form [xls]

    Forms Published: 13/01/2017

  2. MiFID II conference: Third countries [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

  3. Tied Agent Notification Form [docx]

    Forms Published: 01/07/2015
    This form should be used to notify the FCA when a UK firm intends to use a tied agent established in the territory of another EEA state.

  4. [pdf]

    Documents Published: 15/10/2014 Last modified: 15/10/2014

  5. About our data

    Last modified: 14/03/2024
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

  6. [pdf]

    Documents Published: 03/01/2017 Last modified: 10/05/2018

  7. Impact Assessment: MiFID II product governance [pdf]

    Impact assessments Published: 01/08/2018
    Extension of MiFID II product governance provisions to non-MiFID firms

  8. MiFID Checklist: Retail [docx]

    Forms Published: 09/12/2019 Last modified: 13/12/2021
    Application for authorisation

  9. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. MiFID MTF Table Form [docx]

    Forms Published: 01/02/2018 Last modified: 01/02/2018