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Showing 111 to 120 of 677 search results for mifid ii.
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MiFID AIFM supplement form [docx]
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PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]
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DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements [pdf]
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MiFID Self Certification GEN Form [docx]
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Market Watch 72
In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients -
Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]
This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period. -
Dealing commission
Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version. -
MiFID Annex I: Application form for a data reporting services provider notes [docx]
This guidance provides clarification on completing the application for a DRSP. -
UK Benchmarks Regulation
The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks. -
Cryptocurrency derivatives
FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.