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Showing 101 to 110 of 677 search results for mifid ii.

101. MiFID Checklist: Wholesale [docx]

     Forms Published: 13/01/2017 Last modified: 13/12/2021
     MiFID wholesale checklist - application for authorisation

102. FCA statement on share trading obligations

     Statements Published: 19/03/2019 Last modified: 19/03/2019
     The FCA's response to ESMA’s statement on share trading obligations under MiFID II.

103. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]

     Policy statements Published: 03/07/2017
     This is our final policy statement setting out final rules for our implementation of MiFID II.

104. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

     Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
     We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

105. MiFID Annex I: Application form for a data reporting services provider [docx]

     Forms Published: 13/01/2017 Last modified: 17/03/2022
     MiFID Annex I: Application form for a data reporting services provider

106. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

     Consultation papers Published: 03/07/2017
     We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

107. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

     Policy statements Published: 31/03/2017
     This is our first policy statement setting out our near final rules for our implementation of MiFID II.

108. Notification form for changes to the membership of the management body (Annex III) form [docx]

     Forms Published: 11/12/2017 Last modified: 31/08/2022
     MiFID II Notification form for changes to the membership of the management body (Annex III) form

109. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

     Consultation papers Published: 16/12/2016
     We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

110. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

     Consultation papers Published: 31/03/2017
     We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.