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Showing 1 to 10 of 473 search results for mifid ii.

  1. MiFID II

    Markets policy Markets Firms Focus areas Published: 23/05/2016 Last modified: 03/01/2018
    The Markets in Financial Instruments Directive is the EU legislation that regulates firms who provide services to clients linked to ‘financial instruments’ (shares, bonds, units in collective investment schemes and derivatives), and the venues where those instruments are traded.
  2. 1. Overview

    Last modified: 06/07/2016
    ​Introduction - Markets in Financial Instruments Directive (MiFID) background and MiFID II key objectives
  3. MiFID II

    Last modified: 31/03/2017
    We published the Markets in Financial Instruments Directive II Implementation – Policy Statement I on 31 March 2017. We also published a fifth consultation paper on this topic, to seek views on a further set of proposed changes to the FCA Handbook.|We published the Markets in Financial Instruments Directive II Implementation – Policy
  4. Applications and notifications under MiFID II

    Markets Markets policy Firms Published: 13/01/2017 Last modified: 03/01/2018
    MiFID II introduced new processes for authorising investment firms and requires investment firms and others to make a range of notifications.
  5. Structured deposits under MiFID II

    Markets Markets policy Firms Published: 03/04/2017 Last modified: 03/01/2018
    Find out how to submit a notification to us if your firm wants to sell or advise on structured deposits from 3 January 2018.
  6. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

    Policy statements Published: 03/07/2017 Last modified: 03/07/2017
    This is our final policy statement setting out final rules for our implementation of MiFID II.
  7. MiFID II – Legal Entity Identifier (LEI) update

    Firms Markets Markets policy Last modified: 18/10/2017
    Read this update if you are a firm subject to MiFID II transaction reporting obligations. This update will also be of interest to your clients who are legal entities or structures, including a company, charity or trust, and eligible for an LEI.
  8. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.
  9. MIFID II Ancillary Activity Exemption – Notification Guide [pdf]

    Documents Published: 19/07/2017
    Under MiFID II, firms or individuals who trade in commodity derivatives on a professional basis, may be able to make use of an exemption from authorisation.
  10. MiFID II conference: Commodities [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016