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Showing 1 to 11 of 29 search results for fines insurance broker JLT.

1. Fines

   Table of fines with links to further information.

2. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

3. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

4. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

5. 2018 fines

   News stories Published: 08/01/2018 Last modified: 15/01/2019
   This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

6. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

   Press Releases Published: 22/06/2022 Last modified: 22/06/2022
   We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.

7. Financial crime resources

   Published: 08/02/2024 Last modified: 13/05/2024
   Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

8. FCA bans and fines former insurance broker £140,000

   Press Releases Published: 19/07/2013 Last modified: 17/09/2013
   The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity.

9. Tribunal upholds FCA ban and significant fine on insurance broker

   Press Releases Published: 28/06/2013 Last modified: 17/09/2013
   The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for

10. FCA Final Notice 2013: JLT Specialty Limited [pdf]

    Final notices Published: 19/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to financial crime in the general insurance and protection sector. We imposed a fine.

11. FSA bans and fines insurance broker Harbinder Panesar £212,237 for misappropriating money from his business and selling worthless policies

    Press Releases Published: 15/01/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) today banned insurance broker, Harbinder Panesar, from working in the financial services industry and fined him £212,237.