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Showing 42 to 51 of 17019 search results for culture in financial services.

  1. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 18/12/2023
    Read our archive of news relating to EMIR dating back to August 2013.
  2. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.
  3. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.
  4. FCA bans Jon Frensham from working in financial services

    Press Releases Published: 17/09/2021 Last modified: 17/09/2021
    The FCA has banned director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity
  5. Obtaining a data extract from the Financial Services Register

    Published: 14/05/2016 Last modified: 29/11/2023
    How you can order an extract of data from the Financial Services (FS) Register.
  6. Statement on wind-up of FSCB

    Statements Published: 24/01/2023 Last modified: 24/01/2023
    The Financial Services Culture Board (FSCB) has supported industry in taking huge strides to improve culture following the financial crisis.
  7. FCA proposes new Directory of financial services workers

    Press Releases Published: 04/07/2018 Last modified: 04/07/2018
    The Financial Conduct Authority (FCA) has today proposed a new Directory to help consumers and firms check the status and history of individuals working in financial services.
  8. Culture and conduct - extending the accountability regime

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.
  9. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 21/02/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.
  10. Webinar: using assessment as a tool to understand culture

    Events Last modified: 04/02/2020
    Webinar