Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 72 to 81 of 190 search results for complaints data 1 July to 31 December.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. Complaints data: January to June 2016

    News stories Published: 06/10/2016 Last modified: 10/10/2016
    We publish details of the complaints received by banks, insurers, lenders and other firms, and what those complaints were about. See the latest data and the most complained about firms and financial products.

  3. Where to submit your returns

    Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
    Read our guide for firms to use when submitting notifications to the appropriate regulator.

  4. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

  5. Consumer Duty – information for firms

    Tasks for firms Published: 03/10/2022 Last modified: 16/05/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

  6. Number of STORs received: 2017

    Markets Market abuse Published: 04/05/2016 Last modified: 28/02/2024
    Suspicious transaction and order reports we received in 2017. 

  7. FCA to launch enhanced Financial Services Register

    Mortgage lenders and intermediaries News stories Published: 09/07/2020 Last modified: 13/07/2020
    The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register.

  8. Close links

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/02/2023
    Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links.

  9. Crypto: The basics

    InvestSmart Last modified: 10/05/2024
    If you are thinking about buying crypto you need to know the basics and understand the risks before jumping in.

  10. Previous TTP updates

    Firms Published: 01/10/2020 Last modified: 31/03/2022
    See a list of past updates we published in relation to the Temporary Transitional Power (TTP).

  11. Product sales data: help text and FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: help text and FAQs