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Showing 151 to 160 of 343 search results for Primary Market Bulletin Issue.

  1. FSA - Primary Market Bulletin No.4: Summary of actions [pdf]

    Newsletters Published: 05/12/2012 Last modified: 03/08/2016
    As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the Disclosure and
  2. FCA Data Bulletin: June 2018 - underlying data [xlsx]

    Data Published: 07/06/2018
    Underlying data for Retail Mediation Activities Return (RMAR).
  3. FCA Data Bulletin - May 2015 - underlying data [xlsx]

    Data Published: 19/05/2015 Last modified: 19/05/2015
    Underlying data for the FCA Contact Centre, complaints about firms, approved persons, attestations, skilled persons reports, and financial promotions.
  4. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.
  5. FAMR Baseline tracking

    External research Published: 24/09/2018 Last modified: 24/09/2018
    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer
  6. FCA Data Bulletin issue 10 - underlying data [xlsx]

    Data Published: 08/09/2017
    Underlying data for retirement income data collection and firm feedback questionnaire.
  7. FCA Data Bulletin September 2018 - underlying data pack [xlsx]

    Data Published: 06/09/2018
    Underlying data for Retirement Income Data Collection October 2015- March 2018.
  8. FCA Data Bulletin: December 2017 - underlying data [xlsx]

    Data Published: 07/12/2017
    Underlying data for trends in mortgage lending 2007-2016.
  9. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.
  10. Retirement income market data 2020/21

    Data Published: 09/12/2021 Last modified: 09/12/2021
    This page provides analysis of the latest data from firms on the retirement income market for 2020/21.