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Showing 61 to 70 of 476 search results for Occupational Pensions Authority.

  1. CP24/6: FCA regulated fees and levies: rates proposals for 2024/25 [pdf]

    Consultation papers Published: 09/04/2024
    The FCA consults on rules that enable us to raise regulatory fees and levies in 2024/25 to fund the Financial Ombudsman Service and our own work.

  2. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

  3. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

  4. Institutional disclosure working group

    Investment managers Published: 08/09/2017 Last modified: 16/02/2023
    See how the institutional disclosure working group made its recommendations to the FCA in June 2018.

  5. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  6. UK EMIR library

    Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
    To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

  7. MoU between the FSA and the Isle of Man Insurance and Pensions Authority [pdf]

    Memorandums of understanding Published: 18/12/2006 Last modified: 30/05/2013
    The purpose of this Memorandum of Understanding is to establish a formal basis for co-operation, including the exchange of information and investigative assistance.

  8. FSA - GC12/12 [pdf]

    Guidance consultations Published: 23/10/2012 Last modified: 11/07/2016
    This is the second review of SIPP operators we have conducted since April 2007, when the specific activity of administering Self-Invested Personal Pensions (SIPPs) became regulated by the Financial Services Authority (FSA).

  9. Consumer Duty – information for firms

    Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

  10. The defining challenge of our time

    Speeches Published: 11/03/2015 Last modified: 20/03/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the NAPF Investment Conference, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.
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