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Showing 31 to 40 of 191 search results for MiFID II transaction reporting.

  1. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

  3. Requesting sample transaction reporting data

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data.

  4. FCA fines UBS AG £27.6 million for transaction reporting failures

    Press Releases Published: 19/03/2019 Last modified: 19/03/2019
    UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.

  5. DRSP and MDP fees

    Firms Markets Markets policy Published: 03/01/2018 Last modified: 15/12/2022
    There are different types of Data Reporting Services Providers (DRSPs) and Market Data Processor (MDP) fees. Find out more about each fee.

  6. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  7. Authorised DRSPs

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 22/01/2024
    An entity that provides a Data Reporting Service is called a Data Reporting Services Provider (DRSP). We list the DRSPs that are authorised or verified by us.

  8. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

  9. FCA fines Goldman Sachs International £34.3 million for transaction reporting failures

    Press Releases Published: 28/03/2019 Last modified: 28/03/2019
    Goldman Sachs International (GSI) has been fined £34,344,700 by the Financial Conduct Authority (FCA) for failing to provide accurate and timely reporting relating to 220.2 million transaction reports between November 2007 and March 2017.

  10. DRSP authorisation process

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
    UK Data Reporting Service Providers (DRSPs) must be authorised or verified by us. We explain the authorisation process.
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