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Showing 1 to 10 of 131 search results for Firms subject to the MiFID II transaction reporting.

1. Transaction reporting

   Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
   We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

2. Instrument Reference Data

   Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
   Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.

3. Reportable instruments

   Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
   Find out from the FCA when a transaction is reportable, and about over-reporting.

4. Transaction reporting fines

   Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
   Find out how the FCA are able to effectively monitor for market abuse.

5. UK MiFIR data reporting and LIBOR transition

   Markets Published: 09/07/2021 Last modified: 23/05/2022
   We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

6. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

7. Key requirements of firms

   Firms Published: 30/09/2020 Last modified: 31/03/2022
   Firms should have prioritised these key requirements following the end of the transition period.

8. A Better View

   Speeches Published: 20/09/2017 Last modified: 20/09/2017
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

9. Brexit – what we expect firms and other regulated persons to do now

   Statements Published: 01/02/2019 Last modified: 31/01/2020
   The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

10. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the