Any entity intending to provide a data reporting services (DRS) as a regular occupation or business must be authorised (or, in the case of operators of trading venues, the operator’s compliance with Title V to be verified) by their national competent authority prior to the provision of a DRS.
Send us your:
- completed application form (Annex I)
- notification form for list of members of a management body (Annex II)
- appropriate fee
- supporting documentation
We will respond within 6 months of receiving the completed application.
Any entity wishing to provide a non-equity CTP service from 3 September 2019, must apply for authorisation by 3 March 2019.
Applicants will need to submit both of the completed forms, along with any supporting documentation to [email protected].
Alternatively, post to:
Authorisations Support Team, Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN
We have also prepared authorisation application notes provide clarification on completing both the application form for a DRSP and the notification form for the list of members of a management body.