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Showing 142 to 151 of 314 search results for MiFID II and IDD.

  1. Insurance Distribution Directive

    The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

  2. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

  3. Cryptoassets: our work

    Focus areas Published: 23/01/2019 Last modified: 03/05/2024
    Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

  4. Market Data Processor (MDP) on-boarding application form [doc]

    Forms Published: 30/01/2017
    This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting.

  5. MiFID IT Controls Form [xlsx]

    Forms Published: 13/01/2017

  6. MiFID Checklist: Retail [docx]

    Forms Published: 09/12/2019 Last modified: 13/12/2021
    Application for authorisation

  7. MiFID Annex I: Application form for a data reporting services provider [docx]

    Forms Published: 13/01/2017 Last modified: 17/03/2022
    MiFID Annex I: Application form for a data reporting services provider

  8. MiFID Maturity Assessment Form [xlsx]

    Forms Published: 13/01/2017

  9. MiFID Checklist: Wholesale [docx]

    Forms Published: 13/01/2017 Last modified: 13/12/2021
    MiFID wholesale checklist - application for authorisation

  10. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  11. Notification form for changes to the membership of the management body (Annex III) form [docx]

    Forms Published: 11/12/2017 Last modified: 31/08/2022
    MiFID II Notification form for changes to the membership of the management body (Annex III) form