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Showing 1 to 12 of 118 search results for FCA fines former fund manager.
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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
Fines
Table of fines with links to further information. -
2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
FCA fines former fund manager Paul Stephany
The Financial Conduct Authority (FCA) has fined Paul Stephany, a former fund manager at Newton Investment Management Limited, £32,200 for his conduct in relation to an Initial Public Offering (IPO) and a placing. -
Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi
Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi. ... Micalizzi is the former CEO of Dynamic Decisions Capital Management Limited (DDCM), the manager of the DD Growth Premium Master Fund (the Fund). -
2013 fines
Fines published during the calendar year ending December 2013. -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
The changing face of financial crime
Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.