Search results

Showing 1 to 11 of 145 search results for FCA fines Standard Chartered Bank.

1. Fines

   Table of fines with links to further information.

2. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

3. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

4. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

5. 2018 fines

   News stories Published: 08/01/2018 Last modified: 15/01/2019
   This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

6. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

   Press Releases Published: 09/04/2019 Last modified: 09/04/2019
   The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML

7. Decision Notice 2019: Standard Chartered Bank [pdf]

   Decision notices Published: 09/04/2019
   This decision notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the investment and retail bank sector. We imposed a fine.

8. Enforcement data – Annual Report 2020/21

   Data Published: 15/07/2021 Last modified: 15/07/2021
   This FCA enforcement data for the year 2020/21 forms part of the FCA's annual report 2020/21.

9. Enforcement data – Annual Report 2019/20

   Data Published: 10/09/2020 Last modified: 10/09/2020
   This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20.

10. FCA fines Santander UK £107.7 million for repeated anti-money laundering failures

    Press Releases Published: 09/12/2022 Last modified: 09/12/2022
    The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. 

11. Standard Chartered Bank / Standard Chartered Asset Management / Standard Chartered Bonds (clone of FCA authorised firm)

    Warnings Published: 09/06/2020 Last modified: 19/11/2021
    Standard Chartered Bank / Standard Chartered Asset Management / Standard Chartered Bonds (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out