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Showing 1 to 9 of 9 search results for FCA fines Aviva Pension Trustees UK Limited and Aviva.

1. Fines

   Table of fines with links to further information.

2. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

3. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

4. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

5. 2018 fines

   News stories Published: 08/01/2018 Last modified: 15/01/2019
   This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

6. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

   Press Releases Published: 05/10/2016 Last modified: 03/11/2016
   The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

7. Final Notice: Aviva Pension Trustees UK Limited, Aviva Wrap UK Limited [pdf]

   Final notices Published: 05/10/2016 Last modified: 05/10/2016
   This final notice refers to breaches of PRIN 3, PRIN 10, CASS Rules, SUP and SYSC related to client money/assets and culture/governance in the life insurance sector. We imposed a fine.

8. 2016 fines

   News stories Published: 02/01/2016 Last modified: 02/02/2017
   This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

9. Regulatory Decisions Committee (RDC)

   About us Who we are Published: 06/04/2016 Last modified: 24/01/2024
   The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.