Search results
Showing 12 to 21 of 32423 search results for FCA fines.
-
Fines
Table of fines with links to further information. -
FCA fines bond trader £60,000 for market abuse
The Financial Conduct Authority (FCA) has imposed on Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, a financial penalty of £60,090 for engaging in market abuse. -
FCA fines TFS-ICAP £3.44 million for market misconduct
The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients. -
FCA fines Threadneedle Asset Management Limited £6m
FCA fines Threadneedle Asset Management Limited £6m. Press Releases First published:. ... FCA fines Threadneedle Asset Management Limited £6m. -
FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack
The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack -
FCA fines and prohibits trader for market abuse
The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity. -
2023 fines
Enforcement fines published in 2023. -
2016 fines
This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty). -
FCA fines RBS and NatWest for failures in mortgage advice process
FCA fines RBS and NatWest for failures in mortgage advice process. ... Were it not for this discount the fine would have been £20,678,000. -
FCA fines Barclays £284,432,000 for forex failings
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London. -
2015 fines
This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.