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Showing 12 to 21 of 2183 search results for FCA fines Standard.
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Fines
Table of fines with links to further information. -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards. -
2013 fines
Fines published during the calendar year ending December 2013. -
FCA Decision Notice 2014: Standard Bank PLC [pdf]
This decision notice refers to breaches of Money Laundering Regulations 2007 related to financial crime in the investment banking sector. We imposed a fine. -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards. -
Benchmark enforcement
We have taken action where we have seen evidence of attempted benchmark manipulation. Learn more about the results of these actions. -
Market abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
Learning the lessons of the past as an industry
That is why the industry has heard so much about culture from the FCA and why Sir Richard Lambert's Banking Standards Review placed so great an emphasis on the broader ... fail to understand and live up to the standards they have signed up to. -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
Decision Notice 2019: Standard Chartered Bank [pdf]
This decision notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the investment and retail bank sector. We imposed a fine.