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Showing 62 to 71 of 668 search results for FCA fines Aviva.
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Fines
Table of fines with links to further information. -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards. -
Firms
Tasks for regulated firms and authorisation information for new firms -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
Benchmark enforcement
We have taken action where we have seen evidence of attempted benchmark manipulation. Learn more about the results of these actions. -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions
The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in -
FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack
The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack -
Primary Markets enforcement outcomes
A list of recent Primary Markets enforcement outcomes. -
FSA fines Commerzbank for failures in transaction reporting
The Financial Services Authority (FSA) has fined the London branch of Commerzbank AG (Commerzbank) £595,000 for failing to provide accurate transaction reports to the FSA. -
FCA fines RBS and NatWest for failures in mortgage advice process
FCA fines RBS and NatWest for failures in mortgage advice process. ... Were it not for this discount the fine would have been £20,678,000.