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Showing 1 to 10 of 17 search results for Aviva Pension Trustees UK Limited and Aviva.

1. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

   Press Releases Published: 05/10/2016 Last modified: 03/11/2016
   The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

2. Final Notice: Aviva Pension Trustees UK Limited, Aviva Wrap UK Limited [pdf]

   Final notices Published: 05/10/2016 Last modified: 05/10/2016
   This final notice refers to breaches of PRIN 3, PRIN 10, CASS Rules, SUP and SYSC related to client money/assets and culture/governance in the life insurance sector. We imposed a fine.

3. 2016 fines

   News stories Published: 02/01/2016 Last modified: 02/02/2017
   This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

4. Regulatory Decisions Committee (RDC)

   About us Who we are Published: 06/04/2016 Last modified: 24/01/2024
   The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

5. Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm)

   Warnings Published: 15/07/2020 Last modified: 12/07/2021
   Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an

6. Complaints data sortable table: 2016 H2

   Data and research Published: 26/04/2016 Last modified: 26/04/2017
   Complaints data sortable table: 2016 H2

7. Total number of complaints continues to fall

   Press Releases Published: 06/10/2016 Last modified: 06/10/2016
   Financial services firms recorded a 2.6% reduction in new complaints between January and June 2016 compared to the previous six months, according to new complaints data published today by the Financial Conduct Authority. The total number of

8. Firm-level complaints data sortable table: 2023 H2

   Data Published: 28/04/2022 Last modified: 25/04/2024
   The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period.

9. FCA data shows consumer complaints fall by 15%

   Press Releases Published: 09/04/2014 Last modified: 24/11/2021
   The latest complaints data published by the Financial Conduct Authority (FCA) shows 2,479,029 new complaints were opened against financial services firms between July and December 2013.

10. FCA publishes complaints data for the second half of 2012

    Press Releases Published: 14/04/2013 Last modified: 17/11/2021
    We have published the latest complaints data showing complaints to financial services firms between July and December 2012.