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Showing 1 to 10 of 128 search results for Aviva Pension Trustees.

1. Final Notice: Aviva Pension Trustees UK Limited, Aviva Wrap UK Limited [pdf]

   Final notices Published: 05/10/2016 Last modified: 05/10/2016
   This final notice refers to breaches of PRIN 3, PRIN 10, CASS Rules, SUP and SYSC related to client money/assets and culture/governance in the life insurance sector. We imposed a fine.

2. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

   Press Releases Published: 05/10/2016 Last modified: 03/11/2016
   The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

3. 2016 fines

   News stories Published: 02/01/2016 Last modified: 02/02/2017
   This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

4. Regulatory Decisions Committee (RDC)

   About us Who we are Published: 06/04/2016 Last modified: 24/01/2024
   The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

5. FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs

   Press Releases Published: 21/09/2015 Last modified: 21/09/2015
   During his career he has taken a keen interest in legal pro bono work, which has included voluntary work in a CAB-linked legal advice centre.He is currently a trustee ... Caroline has previously been UK Chief Financial Officer for RSA and prior to that

6. Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm)

   Warnings Published: 15/07/2020 Last modified: 12/07/2021
   Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an

7. Pension lifestyle investment strategies – our findings

   Multi-firm reviews Published: 14/06/2017 Last modified: 14/06/2017
   Findings from our review of life insurance companies’ pension lifestyle investment strategies.

8. Hartley Pensions update

   Statements Published: 24/11/2022 Last modified: 27/01/2023
   A communication, sent to pension scheme members, contained factual inaccuracies which may have caused customer concern.

9. Institutional disclosure working group

   Investment managers Published: 08/09/2017 Last modified: 16/02/2023
   See how the institutional disclosure working group made its recommendations to the FCA in June 2018.

10. Independent Governance Committees

    Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
    Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).