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Showing 11 to 20 of 1253 search results for Aviva Investors.

  1. Primary Markets enforcement outcomes

    Published: 18/02/2021 Last modified: 07/11/2023
    A list of recent Primary Markets enforcement outcomes.

  2. About the InvestSmart campaign

    InvestSmart Last modified: 14/12/2023
    InvestSmart aims to help consumers to make better-informed investment decisions and become smarter investors.

  3. Aviva UK Digital (clone of FCA authorised firm)

    Warnings Published: 25/11/2020 Last modified: 25/11/2020
    Aviva UK Digital (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  4. Aviva Investment Solutions (Clone of FCA authorised firm)

    Warnings Published: 09/10/2020 Last modified: 09/10/2020
    Aviva Investment Solutions (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  5. Human face of regulation

    Speeches Published: 10/04/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London

  6. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 15/01/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

  7. Connaught Income Series 1 Fund — update to investors

    News stories Published: 29/01/2016 Last modified: 05/12/2016
    The FCA has asked the liquidators of the Fund to distribute the settlement sum to investors as soon as possible. ... As such, and pending the outcome of our investigation, we encourage investors to consider what they can do to protect their position.

  8. Firm-level complaints data sortable table: 2023 H2

    Data Published: 28/04/2022 Last modified: 25/04/2024
    The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period.

  9. FCA further bolsters its leadership team as it expands its headcount

    Press Releases Published: 05/07/2022 Last modified: 06/07/2022
    The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

  10. CP24/2: Our Enforcement Guide and publicising enforcement investigations - a new approach

    Consultation papers Published: 27/02/2024 Last modified: 19/03/2024
    Discover our proposed new approach to publicising our enforcement investigations and changes to our Enforcement Guide.
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