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Showing 1 to 10 of 218 search results for Aviva Investors Global Services.

1. Aviva Investors Global Services / Avibonds (Clone of FCA authorised firm)

   Warnings Published: 22/01/2020 Last modified: 21/11/2020
   Aviva Investors Global Services / Avibonds (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

2. Final Notice 2015: Aviva Investors Global Services Limited [pdf]

   Final notices Published: 24/02/2015 Last modified: 24/02/2015
   This final notice refers to breaches of PRIN 3, PRIN 8 and COBS related to unfair treatment of customers, conflicts of interest and culture / governance in the Asset management sector. We imposed a fine.

3. FCA fines and bans former Investment Analyst at Aviva Investors

   Press Releases Published: 17/11/2015 Last modified: 03/09/2016
   FCA fines and bans former Investment Analyst at Aviva Investors. Press Releases First published:. ... The Financial Conduct Authority (FCA) has today fined Mothahir Miah, a former Investment Analyst at Aviva Investors Global Services Limited (Aviva

4. 2015 fines

   News stories Published: 02/01/2015 Last modified: 04/04/2017
   This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

5. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

   Press Releases Published: 24/02/2015 Last modified: 24/02/2015
   The Financial Conduct Authority (FCA) has fined Aviva Investors Global Services Limited (Aviva Investors) £17,607,000 for systems and controls failings that meant it failed to manage conflicts of interest ... The Final Notice for Aviva Investors Global

6. Regulatory Sandbox accepted firms

   Firms Published: 27/03/2022 Last modified: 15/01/2024
   Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

7. Firm-level complaints data sortable table: 2023 H2

   Data Published: 28/04/2022 Last modified: 25/04/2024
   The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period.

8. FCA further bolsters its leadership team as it expands its headcount

   Press Releases Published: 05/07/2022 Last modified: 06/07/2022
   The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

9. FCA expectations regarding funds in light of coronavirus (Covid-19)

   Firms Last modified: 14/05/2024
   We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

10. About the InvestSmart campaign

    InvestSmart Last modified: 14/12/2023
    InvestSmart aims to help consumers to make better-informed investment decisions and become smarter investors.