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Showing 1 to 10 of 41 search results for Investment Analyst at Aviva Investors.

1. FCA fines and bans former Investment Analyst at Aviva Investors

   Press Releases Published: 17/11/2015 Last modified: 03/09/2016
   FCA fines and bans former Investment Analyst at Aviva Investors. Press Releases First published:. ... The Financial Conduct Authority (FCA) has today fined Mothahir Miah, a former Investment Analyst at Aviva Investors Global Services Limited (Aviva

2. Primary Markets enforcement outcomes

   Published: 18/02/2021 Last modified: 07/11/2023
   A list of recent Primary Markets enforcement outcomes.

3. Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm)

   Warnings Published: 15/07/2020 Last modified: 12/07/2021
   Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an

4. The technology challenge

   Speeches Published: 10/06/2014 Last modified: 19/06/2014
   Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version.

5. Efficiency and effectiveness: our approach to primary markets

   Speeches Published: 01/03/2017 Last modified: 01/03/2017
   Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.

6. Regulation of Digital Assets in the UK

   Speeches Published: 25/04/2023 Last modified: 25/04/2023
   Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at City Week 2023.

7. The public offer platform - Engagement Paper 5

   Calls for input Published: 13/07/2023 Last modified: 12/12/2023
   We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.

8. Reforming our capital markets ecosystem

   Speeches Published: 29/03/2023 Last modified: 08/01/2024
   Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit.

9. FCA proposes reforms to the availability of information in the UK equity IPO process

   Press Releases Published: 01/03/2017 Last modified: 11/04/2024
   The FCA is proposing a package of measures to reform the availability of information during the UK equity initial public offering (IPO) process.

10. Human face of regulation

    Speeches Published: 10/04/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London