About 5791 results.

11. DTX Markets

    Warnings Published: 10/10/2018 Last modified: 10/10/2018
    DTX Markets is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.

12. The FCA consults on its approach ahead of the UK’s exit from the EU

    Press Releases Published: 10/10/2018 Last modified: 10/10/2018
    The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the regulation of Credit Rating Agencies, Trade Repositories and Data Reporting Services Providers.

13. Temporary authorisation regime for data reporting services providers (DRSPs)

    Statements Published: 10/10/2018 Last modified: 10/10/2018
    On 5 October 2018 the Treasury published a draft of the Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018. This SI makes provision for temporary authorisations  for MIFID authorised EEA DRSPs to provide a data reporting service in the UK for a limited period after exit day, in the event there is no implementation period from...

14. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

15. Temporary prohibition in short selling: Banca IFIS and Biesse

    News stories Published: 09/10/2018 Last modified: 09/10/2018
    TEMPORARY PROHIBITION OF SHORT SELLING. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European

16. Linda Woodall

    News stories Published: 08/10/2018 Last modified: 08/10/2018
    Andrew Bailey, FCA Chief Executive, offers his condolences to the family of Linda Woodall, former Director at the FCA, who passed away in September and provides a point of contact for those wishing to leave tributes.

17. Digital Worldwide OU t/a Royal CFDs

    Warnings Published: 08/10/2018 Last modified: 08/10/2018
    Digital Worldwide OU t/a Royal CFDs is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.

18. FCA and SFC sign MoU on United Kingdom-Hong Kong Mutual Recognition of Funds

    Press Releases Published: 08/10/2018 Last modified: 08/10/2018
    The Financial Conduct Authority (FCA) and the Securities and Futures Commission (SFC) have entered into a Memorandum of Understanding on Mutual Recognition of Funds (MoU), which will allow eligible Hong Kong public funds and United Kingdom retail funds to be distributed in each other’s market through a streamlined process.

19. FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets

    Press Releases Published: 08/10/2018 Last modified: 08/10/2018
    The Financial Conduct Authority (FCA) is consulting on new rules and guidance to reduce the potential for harm to investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support the FCA’s market integrity objective and help address financial stability concerns.

20. Franklin Law Office

    Warnings Published: 05/10/2018 Last modified: 05/10/2018
    Franklin Law Office is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.