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  1. Upper Tribunal upholds the Financial Conduct Authority’s decision to fine and ban Charles Palmer former CEO of adviser network

    Press Releases Published: 09/08/2017 Last modified: 09/08/2017
    On 8 August 2017, the  Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Charles Palmer, former CEO of Financial Limited and Investments Limited (“the Firms”), from performing FCA significant influence functions.  The Tribunal also upheld the FCA’s decision to impose a financial penalty of £86,691 on Mr Palmer...
  2. Westmount Associates

    Warnings Published: 07/08/2017 Last modified: 07/08/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.
  3. Clarion Global Group

    Warnings Published: 07/08/2017 Last modified: 15/08/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.
  4. Our mortgage research: a message for respondents

    News stories Published: 03/08/2017 Last modified: 03/08/2017
    We have launched a survey of mortgages in the UK. It collects information that will help us understand more about people with mortgages and how they are managing them.
  5. Polen Capital Investment Funds / PCIF (clone)

    Warnings Published: 03/08/2017 Last modified: 03/08/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  6. Tilney Fund Managers (clone of authorised firm)

    Warnings Published: 03/08/2017 Last modified: 03/08/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  7. Quick Quid / Loan Point (clone of authorised firm)

    Warnings Published: 03/08/2017 Last modified: 07/08/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  8. The FCA and the FCA Practitioner Panel publish the findings from their joint survey of industry views

    Press Releases Published: 03/08/2017 Last modified: 03/08/2017
    The Financial Conduct Authority (FCA) and the FCA Practitioner Panel have today published the findings from their 2017 survey of FCA-regulated firms. The survey gives a view across the financial services sector of the FCA’s performance as a regulator. It provides the opinions of more than 2,000 regulated firms who completed the survey in March...
  9. Overview of competition at the FCA

    Speeches Published: 03/08/2017 Last modified: 03/08/2017
    Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.
  10. Admiral Markets Ltd (clone of FCA authorised firm)

    Warnings Published: 02/08/2017 Last modified: 02/08/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.