Showing 42 to 51 of 52 search results for preventing financial crime.

42. FCA events

    Find out about our events for firms.

43. Bribery and corruption

    Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
    Your firm should be vigilant about bribery and corruption. Read more on the steps you can take.

44. Financial crime

    Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
    Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

45. FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344

    Press Releases Published: 23/10/2014 Last modified: 23/10/2014
    The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds).

46. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

    Press Releases Published: 22/07/2014 Last modified: 22/07/2014
    FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. ... Tracey McDermott, the FCA’s director of Enforcement and Financial crime, said:.

47. Evolving the FCA's approach to markets regulation

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

48. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

49. The changing face of financial crime

    Speeches Published: 30/06/2013 Last modified: 05/04/2023
    Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.

50. High Court settlement paves the way for FCA to return money to investors in illegal land bank

    Press Releases Published: 21/06/2013 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has agreed a settlement of proceedings in the High Court which will enable it to return approximately £380,000 to investors in a land bank.

51. FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest

    Press Releases Published: 24/05/2013 Last modified: 27/06/2019
    FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest.

52. FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings

    Press Releases Published: 21/07/2011 Last modified: 24/11/2021
    The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls.