Showing 1 to 11 of 37 search results for financial regulation and preventing financial crime.

1. FCA events

   Find out about our events for firms.

2. FCA updates position on cryptoasset Exchange Traded Notes for professional investors

   Statements Published: 11/03/2024 Last modified: 20/03/2024
   The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as

3. FCA warns firms over anti-money laundering failings

   News stories Published: 05/03/2024 Last modified: 05/03/2024
   We have warned firms about common failings we have found in financial crime controls.

4. OPBAS publishes report on legal and accountancy sector supervision

   Press Releases Published: 28/04/2023 Last modified: 28/04/2023
   In its fourth report, the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has found that professional bodies are continuing to demonstrate good levels of compliance with money laundering regulations but improvements in how

5. Regulation of Digital Assets in the UK

   Speeches Published: 25/04/2023 Last modified: 25/04/2023
   Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at City Week 2023.

6. FCA sets clear plan for next 12 months

   Press Releases Published: 05/04/2023 Last modified: 05/04/2023
   In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources.

7. Finding opportunity in a world of uncertainty

   Speeches Published: 30/06/2022 Last modified: 30/06/2022
   Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

8. Listening up to level up – regulating finance for the whole of the UK

   Speeches Published: 20/05/2022 Last modified: 20/05/2022
   Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London.

9. Critical issues in financial regulation: The FCA's perspective

   Speeches Published: 26/04/2022 Last modified: 28/04/2022
   Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

10. Partnerships, priorities and predictions for the future in the pensions market

    Speeches Published: 14/10/2021 Last modified: 25/08/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

11. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

    Data Published: 07/10/2021 Last modified: 07/10/2021
    The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.