Showing 162 to 171 of 218 search results for market abuse.

162. Market Abuse

     https://www.fca.org.uk/markets/market-abuse

163. Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing

     Press Releases Published: 11/02/2015 Last modified: 05/04/2023
     As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before

164. The retrospective application of rules: feedback on the call for examples

     News stories Published: 22/01/2015 Last modified: 19/11/2021
     We asked firms to provide examples of the retrospective application of regulatory rules

165. FCA fines Reckitt Benckiser £539,800 for listing rule failures

     Press Releases Published: 20/01/2015 Last modified: 30/08/2015
     Georgina Philippou, the FCA's acting director of enforcement and market oversight, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

166. 2015 fines

     News stories Published: 02/01/2015 Last modified: 04/04/2017
     This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

167. FCA Enforcement and the Wholesale Markets

     Speeches Published: 26/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

168. The FCA’s new competition powers: what do they mean for the financial services industry?

     Speeches Published: 21/11/2014 Last modified: 09/11/2016
     Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

169. FCA confirms price cap rules for payday lenders

     Press Releases Published: 11/11/2014 Last modified: 17/11/2014
     If the price cap was any lower, then we risk not having a viable market, any higher and there would not be adequate protection for borrowers. ... The Financial Services and Markets Act 2000 gives the FCA powers to investigate and prosecute insider dealing

170. Former Moore Capital trader pleads guilty to insider dealing

     Press Releases Published: 07/11/2014 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

171. Surveillance: The FCA's expectations and toolkits

     Speeches Published: 07/10/2014 Last modified: 07/10/2014
     Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

172. FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing

     Press Releases Published: 28/09/2014 Last modified: 05/04/2023
     The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal