Showing 1 to 11 of 34 search results for detection of market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

   Press Releases Published: 08/12/2022 Last modified: 08/12/2022
   The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.

3. FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

   Press Releases Published: 19/08/2022 Last modified: 19/08/2022
   The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse.

4. FCA’s work on market abuse and manipulation – update 17 June 2022

   News stories Published: 17/06/2022 Last modified: 18/06/2022
   Explaining the work we do to tackle market abuse and manipulation.

5. Locking down market abuse

   Speeches Published: 08/03/2021 Last modified: 08/03/2021
   Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

6. Insider dealing convictions upheld by the Court of Appeal

   Press Releases Published: 16/12/2020 Last modified: 16/12/2020
   The Court of Appeal (Criminal Division) upheld the convictions of Fabiana Abdel-Malek and Walid Choucair for insider dealing. 

7. How to report suspected market abuse as an individual

   Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
   Find out the different ways in which an individual can report a concern to us.

8. Best practice note - Identifying, controlling and disclosing inside information

   Markets Published: 09/06/2020 Last modified: 09/01/2023
   This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

9. FCA publishes the number of STORs received in 2019

   News stories Published: 28/02/2020 Last modified: 11/01/2024
   The FCA has published its suspicious transaction and order reports (STORs) figures for the year ending December 2019.

10. Market integrity and strategic approach

    Speeches Published: 07/02/2020 Last modified: 20/03/2024
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

11. The fight against skimmers and scammers

    Speeches Published: 05/09/2019 Last modified: 05/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.