Showing 1 to 11 of 48 search results for they committed market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. Promoting competitiveness is a juggling act

   Speeches Published: 18/04/2024 Last modified: 18/04/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

3. FCA warns firms over anti-money laundering failings

   News stories Published: 05/03/2024 Last modified: 05/03/2024
   We have warned firms about common failings we have found in financial crime controls.

4. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

5. The UK listing regime - developments since the UK Listings Review and next steps for reform

   Speeches Published: 06/02/2024 Last modified: 06/02/2024
   Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.

6. Five individuals face conspiracy to commit insider dealing and money laundering charges

   Press Releases Published: 25/01/2023 Last modified: 06/02/2023
   The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering.

7. Critical issues in financial regulation: The FCA's perspective

   Speeches Published: 26/04/2022 Last modified: 28/04/2022
   Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

8. Former Redcentric CFO sentenced to five and a half years imprisonment

   Press Releases Published: 03/03/2022 Last modified: 03/03/2022
   Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.

9. FCA proposes stronger requirements on oversight of appointed representatives

   Press Releases Published: 03/12/2021 Last modified: 03/12/2021
   FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

10. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

11. Levelling the playing field – innovation in the service of consumers and the market

    Speeches Published: 20/04/2021 Last modified: 20/04/2021
    Speech by our CEO, Nikhil Rathi, to FinTech Week.