Showing 1 to 10 of 100 search results for under the Market Abuse.

1. Promoting competitiveness is a juggling act

   Speeches Published: 18/04/2024 Last modified: 18/04/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

2. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

3. Cultural evolution: how culture must change to meet expectations

   Speeches Published: 26/06/2023 Last modified: 26/06/2023
   Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.

4. FCA progresses market abuse claim against Globo Plc chiefs

   Press Releases Published: 04/11/2022 Last modified: 04/11/2022
   The Financial Conduct Authority (FCA) has commenced civil proceedings against the former CEO and CFO of Globo Plc for alleged market abuse.

5. Decision of the Court of Appeal - R (Sutton) v Financial Conduct Authority

   Press Releases Published: 02/11/2022 Last modified: 02/11/2022
   The Court of Appeal has refused permission for a group of traders to proceed with a judicial review of the FCA’s decision to provide assistance to the United States Commodity Futures Trading Commission (CFTC) in an ongoing investigation.

6. FCA fines Sir Christopher Gent for disclosing inside information

   Press Releases Published: 05/08/2022 Last modified: 05/08/2022
   The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information.

7. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

   Press Releases Published: 28/07/2022 Last modified: 28/07/2022
   The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation

8. Critical issues in financial regulation: The FCA's perspective

   Speeches Published: 26/04/2022 Last modified: 28/04/2022
   Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

9. Events in Ukraine – impact on financial markets

   Statements Published: 03/03/2022 Last modified: 03/03/2022
   Russia’s invasion of Ukraine is having a significant impact on financial markets.

10. Former Redcentric CFO sentenced to five and a half years imprisonment

    Press Releases Published: 03/03/2022 Last modified: 03/03/2022
    Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.