Showing 1 to 11 of 198 search results for market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. Critical issues in financial regulation: The FCA's perspective

   Speeches Published: 26/04/2022 Last modified: 28/04/2022
   Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

3. Events in Ukraine – impact on financial markets

   Statements Published: 03/03/2022 Last modified: 03/03/2022
   Russia’s invasion of Ukraine is having a significant impact on financial markets.

4. Former Redcentric CFO sentenced to five and a half years imprisonment

   Press Releases Published: 03/03/2022 Last modified: 03/03/2022
   Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.

5. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

   Press Releases Published: 11/02/2022 Last modified: 11/02/2022
   Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

6. Statement on supervision of commodity derivatives position limits

   Statements Published: 20/12/2021 Last modified: 20/12/2021
   In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.

7. FCA proposes stronger requirements on oversight of appointed representatives

   Press Releases Published: 03/12/2021 Last modified: 03/12/2021
   FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

8. FCA takes action against debt packager firms

   Press Releases Published: 20/07/2021 Last modified: 20/07/2021
   5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice

9. Transforming to a forward-looking, proactive regulator

   Speeches Published: 15/07/2021 Last modified: 15/07/2021
   Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

10. Statement on supervision of commodity position limits

    Statements Published: 09/07/2021 Last modified: 09/07/2021
    In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

11. Levelling the playing field – innovation in the service of consumers and the market

    Speeches Published: 20/04/2021 Last modified: 20/04/2021
    Speech by our CEO, Nikhil Rathi, to FinTech Week.