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Showing 1 to 11 of 216 search results for market abuse.

  1. FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case

    Press Releases Published: 18/03/2024 Last modified: 18/03/2024
    Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised.
  2. FCA discontinues civil proceedings against Konstantinos Papadimitrakopoulos and Dimitris Gryparis

    Statements Published: 08/03/2024 Last modified: 08/03/2024
    The FCA decided to discontinue the proceedings on 6 March 2024, which concludes all civil proceedings in the High Court
  3. FCA warns firms over anti-money laundering failings

    News stories Published: 05/03/2024 Last modified: 05/03/2024
    We have warned firms about common failings we have found in financial crime controls.
  4. Evolving our enforcement approach to protect and grow our markets

    Speeches Published: 27/02/2024 Last modified: 27/02/2024
    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.
  5. The UK listing regime - developments since the UK Listings Review and next steps for reform

    Speeches Published: 06/02/2024 Last modified: 06/02/2024
    Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.
  6. FCA censures NMC Health Plc (in Administration) for market abuse

    Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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  7. We invite Politically Exposed Persons to share their experiences

    News stories Published: 15/08/2023 Last modified: 15/08/2023
    We have written to MPs, peers and other interested parties
  8. Andrew and Peter Currie sentenced to a combined 8 years for fleecing consumers through Collateral P2P platform

    Press Releases Published: 14/07/2023 Last modified: 14/07/2023
    On 14 July 2023 Peter Currie and Andrew Currie were sentenced to 5.5 years and 2.5 years imprisonment for fraud and money laundering following prosecution by the FCA
  9. Cultural evolution: how culture must change to meet expectations

    Speeches Published: 26/06/2023 Last modified: 26/06/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.
  10. Criminal market abuse regime review completion

    Statements Published: 24/03/2023 Last modified: 24/03/2023
    FCA welcomes the Government’s statement on the completion of the criminal market abuse regime review.