Showing 1 to 11 of 219 search results for market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. Teamwork: A Smart way to tackle financial crime

   Speeches Published: 26/06/2024 Last modified: 26/06/2024
   Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.

3. Individual charged with investment fraud over unauthorised multimillion pound ‘Kube Trading’ scheme

   Press Releases Published: 23/04/2024 Last modified: 24/05/2024
   The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of breaching the Financial Services and Markets Act 2000 (FSMA).

4. Promoting competitiveness is a juggling act

   Speeches Published: 18/04/2024 Last modified: 18/04/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

5. FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case

   Press Releases Published: 18/03/2024 Last modified: 18/03/2024
   Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised.

6. FCA discontinues civil proceedings against Konstantinos Papadimitrakopoulos and Dimitris Gryparis

   Statements Published: 08/03/2024 Last modified: 08/03/2024
   The FCA decided to discontinue the proceedings on 6 March 2024, which concludes all civil proceedings in the High Court

7. FCA warns firms over anti-money laundering failings

   News stories Published: 05/03/2024 Last modified: 05/03/2024
   We have warned firms about common failings we have found in financial crime controls.

8. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

9. The UK listing regime - developments since the UK Listings Review and next steps for reform

   Speeches Published: 06/02/2024 Last modified: 06/02/2024
   Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.

10. FCA censures NMC Health Plc (in Administration) for market abuse

    Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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11. We invite Politically Exposed Persons to share their experiences

    News stories Published: 15/08/2023 Last modified: 15/08/2023
    We have written to MPs, peers and other interested parties