Showing 1 to 10 of 79 search results for market abuse.

1. FCA publishes Decision Notice against former Worldspreads CEO for market misconduct

   Press Releases Published: 03/07/2020 Last modified: 03/07/2020
   The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Conor Foley, the former Chief Executive Officer of Worldspreads, fining him £658,900 for market abuse and banning him from performing any roles linked to regulated activity.

2. FCA publicly censures Redcentric PLC for market abuse

   Press Releases Published: 26/06/2020 Last modified: 26/06/2020
   The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

3. Additional primary market measures to aid listed companies

   Press Releases Published: 08/04/2020 Last modified: 08/04/2020
   The FCA announces a series of measures to help companies (turning to UK capital markets to raise money) to support the recovery to come to raise new funding while retaining an appropriate degree of investor protection. 

4. FCA fines former managing director £45,000 for failure to notify personal trades

   Press Releases Published: 20/12/2019 Last modified: 20/12/2019
   The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades.

5. The FCA fines Tullett Prebon £15.4 million

   Press Releases Published: 11/10/2019 Last modified: 11/10/2019
   The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative with the FCA.

6. Konstantin Vishnyak appears at court for destruction of documents offence

   Press Releases Published: 06/09/2019 Last modified: 06/09/2019
   In a prosecution brought by the FCA, Konstantin Vishnyak has today appeared at Westminster Magistrates’ Court in relation to one count of destroying documents which he knew or suspected were or would be relevant to an investigation.

7. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

   Press Releases Published: 11/07/2019 Last modified: 02/08/2019
   On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and Andrew Hind. Mr Baldwin used off-shore companies, bank accounts and false invoices to effect his...

8. FCA publishes Annual Report and Accounts 2018/19

   Press Releases Published: 09/07/2019 Last modified: 09/07/2019
   The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2018/19.

9. FCA proposes ban on sale of crypto-derivatives to retail consumers

   Press Releases Published: 03/07/2019 Last modified: 03/07/2019
   The Financial Conduct Authority (FCA) is proposing rules to address harm to retail consumers from the sale of derivatives and exchange traded notes (ETNs) referencing certain types of cryptoassets.

10. Two found guilty of insider dealing

    Press Releases Published: 27/06/2019 Last modified: 27/06/2019
    Today Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of five offences of insider dealing. Fabiana Abdel-Malek and Walid Anis Choucair were each convicted over the course of the past three days of insider dealing following an eleven week trial brought by the Financial...