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Showing 1 to 11 of 216 search results for market abuse.
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Market Abuse
https://www.fca.org.uk/markets/market-abuse -
FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case
Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised. -
FCA discontinues civil proceedings against Konstantinos Papadimitrakopoulos and Dimitris Gryparis
The FCA decided to discontinue the proceedings on 6 March 2024, which concludes all civil proceedings in the High Court -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. -
The UK listing regime - developments since the UK Listings Review and next steps for reform
Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum. -
FCA censures NMC Health Plc (in Administration) for market abuse
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We invite Politically Exposed Persons to share their experiences
We have written to MPs, peers and other interested parties -
Andrew and Peter Currie sentenced to a combined 8 years for fleecing consumers through Collateral P2P platform
On 14 July 2023 Peter Currie and Andrew Currie were sentenced to 5.5 years and 2.5 years imprisonment for fraud and money laundering following prosecution by the FCA -
Cultural evolution: how culture must change to meet expectations
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum. -
Criminal market abuse regime review completion
FCA welcomes the Government’s statement on the completion of the criminal market abuse regime review.