News
Search results
Showing 41 to 50 of 408 search results for financial crime.
-
FCA to collect Treasury’s economic crime levy (Anti-Money Laundering) from July
The levy will be collected for the Government by HM Revenue and Customs (HMRC), the FCA and the Gambling Commission. -
Michael Nascimento sentenced for failing to pay confiscation order
Mr Nascimento has been sentenced to an additional almost four years in prison for failing to pay a confiscation order made against him. -
2023 fines
Enforcement fines published in 2023. -
FCA penalises Al Rayan Bank PLC for anti-money laundering failures
We have fined Al Rayan Bank for failing to put in place adequate anti-money laundering (AML) controls. -
FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls
The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its anti-money laundering (AML) systems and controls between October 2014 and July 2019. -
FCA fines Santander UK £107.7 million for repeated anti-money laundering failures
The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. -
FCA fines Julius Baer International Limited £18m and publishes decision notices for three individuals
We have fined Julius Baer International Limited £18,022,500 for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA. -
FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme
We have charged five suspects for alleged investment fraud. The case will go to trial in February 2023. -
FCA begins criminal proceedings against five individuals involved with Worthington Group plc
The FCA has begun criminal proceedings against five individuals involved with Worthington Group plc, a company listed on the London Stock Exchange. -
FCA places restrictions on twice as many consumer investment firms this year
The FCA has placed restrictions on twice as many firms in the investment market compared to last year, as part of its strategy designed to prevent harm in the consumer investment market.