Lending firms and authorisation forms

You must complete the forms and supporting documents below before applying to us for authorisation.

Please use our online system Connect to download and submit these forms.

Forms required  
Consumer Credit Authorisation Form 
Core Details
Approved Persons Individuals Form A
IT Assessment Questionnaire
Forms possibly required (depending on your structure)  
Corporate Controller Forms
Trust Controller Forms
Individual Forms
Disclosure of Significant Events Appendix
Owners and Influencers Appendix
Sole Trader's Appendix
Supporting policies and procedures required  
Firm Organogram
Approved Persons CVs
List of Members of the Management Body including their Experience and Knowledge
Checklist and Declaration Form
Complaints Procedure and Policy
Anti-Money Laundering/Financial Crime Policy
Affordability Assessment
Creditworthiness (including Lending Criteria)
Nature and Detail of Third Party Firms That Are Used and Outsourcing Agreements
Overview of Training
Overview of Compliance Procedures and Compliance Monitoring Plan (CMP)
Vulnerable Customer Policy
TCF Policy
Arrears and Default Policy and Procedures
Arrears and Default Process
Forbearance Policy
Marketing Strategy: Financial Promotions

Financial projections:

  • Opening Balance Sheet
  • Closing Balance Sheet
  • Forecast P&L
  • Forecast Cashflow
  • Financial Accounts (if applicable)
Overview of Policy and Oversight of ARs (if applicable)