Complaints Commissioner’s final reports

Read the Complaints Commissioner’s final reports and our responses.

2022

Date Complaints Commissioner's Report (CC)   FCA response*
4 January 2022 FCA00948  

FCA Ref 206969725

4 January 2022 FCA001406   FCA Ref 207570303
4 January 2022 FCA001414   FCA Ref 207092979
4 January 2022 FCA001429   FCA Ref 207550062
4 January 2022 FCA001432   FCA Ref 207701742
4 January 2022 FCA001446   FCA Ref 207788541
18 January 2022 FCA001405   FCA Ref 207574113
18 January 2022 FCA001485   FCA Ref 207835586
18 January 2022 FCA001495   FCA Ref 207756857
18 January 2022 FCA001514   FCA Ref 207846215
1 February 2022 FCA001484    FCA Ref 207526990
1 February 2022 FCA001420   FCA Ref 207617755
1 February 2022 FCA001418   FCA Ref 207629962
1 February 2022 FCA001519   FCA Ref 207705908
1 February 2022 FCA00985   FCA Ref 205666817 
1 February 2022 FCA001465   FCA Ref 205822265 
1 February 2022 FCA001531   FCA Ref 207774327 
1 February 2022 FCA001475   FCA Ref 207658618 
15 February 2022 FCA001439   FCA Ref 207583052
15 February 2022 FCA001399   FCA Ref 206953762
15 February 2022 FCA001459   FCA Ref 206939168
15 February 2022 FCA001461   FCA Ref 206951103
15 February 2022 FCA001467   FCA Ref 206953442
15 February 2022 FCA001503   FCA Ref 206947849
15 February 2022 FCA001505   FCA Ref 206942986
15 February 2022 FCA001413   FCA Ref 206937769
15 February 2022 FCA001522  

FCA Ref 206952589

1 March 2022 FCA001365   FCA Ref 207319563
1 March 2022 FCA001379   FCA Ref 207619466
1 March 2022 FCA001385   FCA Ref 207466709
1 March 2022 FCA001402   FCA Ref 207629310
1 March 2022 FCA001437   FCA Ref 207187324
1 March 2022 FCA001483   FCA Ref 206037001
1 March 2022 FCA001506   FCA Ref 207739921
1 March 2022 FCA001536   FCA Ref 205108473
1 March 2022 FCA001538   FCA Ref 207936805
1 March 2022 FCA001541   FCA Ref 207741401
15 March 2022

The Complaints Commissioner’s Final Report into the Financial Conduct Authority’s oversight of London Capital & Finance (LCF)

  FCA response to the Complaints Commissioner's Final Report into the Financial Conduct Authority's oversight of London Capital & Finance (LCF)
17 March 2022 FCA001528   FCA Ref 207929708
17 March 2022 FCA001395   FCA Ref 207637593
17 March 2022 FCA001516   FCA Ref 207802335
17 March 2022 FCA001515   FCA Ref 207659551
17 March 2022 FCA001507   FCA Ref 207792577 / 207463187
17 March 2022 FCA001502   FCA Ref 206941228
17 March 2022 FCA001448   FCA Ref 207438207
7 April 2022 FCA001564   FCA Ref 207838334
7 April 2022 FCA001530   FCA Ref 207480672
7 April 2022 FCA001564   FCA Ref 207818172
7 April 2022 FCA001404   FCA Ref 207383222
7 April 2022 FCA001547   FCA Ref 207790893
21 April 2022 FCA001526   FCA Ref 207741697
21 April 2022 FCA001427   FCA Ref 207177646
21 April 2022 FCA001553   FCA Ref 207827669
21 April 2022 FCA001533   FCA Ref 206988648
21 April 2022 FCA001581   FCA Ref 208009578
21 April 2022 FCA001532   FCA Ref 207227984
5 May 2022 FCA001434   FCA Ref 207132484 
5 May 2022 FCA001669   FCA Ref 208013151 
5 May 2022 FCA001665   FCA Ref 208058563 
5 May 2022 FCA001501   FCA Ref 207861803 
19 May 2022 FCA001681   FCA Ref 208038568
19 May 2022 FCA001686   FCA Ref 208153349
7 June 2022 FCA001642   FCA Ref 208054330
7 June 2022 FCA001693   FCA Ref 208105640
16 June 2022 FCA001709   FCA Ref 208073678
16 June 2022 FCA001672   FCA Ref 208106107
16 June 2022 FCA001648   FCA Ref 207546441
20 June 2022 RSB001   FCA Ref 206574155 
20 June 2022 RSB002   FCA Ref 206401476
20 June 2022 RSB004   FCA Ref 206987075

* we will not usually post a response where the Complaints Commissioner has not upheld a complaint.

Page updates

20/06/2022: Link added New final reports added
16/06/2022: Link added New final reports added
07/06/2022: Link added New final reports added
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05/10/2021: Information added New final reports added
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